-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Egueudf4U3v0WLex0VbzkCNAwUxeB5S9mWQP6pkAa+gm+Xw8Arpn+KCSXRqfPuuM aYHfhu1THEgPvPkoYXZs1A== 0000950135-07-001541.txt : 20070312 0000950135-07-001541.hdr.sgml : 20070312 20070312113045 ACCESSION NUMBER: 0000950135-07-001541 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070312 DATE AS OF CHANGE: 20070312 GROUP MEMBERS: PETER KOLCHINSKY GROUP MEMBERS: RA CAPITAL BIOTECH FUND, L.P. GROUP MEMBERS: RICHARD H. ALDRICH SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: IOMAI CORP CENTRAL INDEX KEY: 0001125001 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 522049149 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-81451 FILM NUMBER: 07686723 BUSINESS ADDRESS: STREET 1: 20 FIRSTFIELD ROAD, SUITE 250 CITY: GAITHERSBURG STATE: MD ZIP: 20878 BUSINESS PHONE: 301-556-4537 MAIL ADDRESS: STREET 1: 20 FIRSTFIELD ROAD, SUITE 250 CITY: GAITHERSBURG STATE: MD ZIP: 20878 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RA CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001346824 IRS NUMBER: 830406777 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 111 HUNTINGTON AVE, SUITE 610 CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 617-778-2512 MAIL ADDRESS: STREET 1: 111 HUNTINGTON AVE, SUITE 610 CITY: BOSTON STATE: MA ZIP: 02199 SC 13G 1 b64561rasc13g.htm RA CAPITAL MANAGEMENT, LLC (IOMAI CORPORATION) sc13g
 

     
 
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G
(Rule 13d-102)

Information to be Included in Statements Filed Pursuant to Rules 13d-1(b), (c) and (d) and
Amendments Thereto Filed Pursuant to Rule 13d-2(b)
(Amendment No. ___)*

Iomai Corporation
(Name of Issuer)
Common Stock and Common Stock Warrants
(Title of Class of Securities)
46202P103
(CUSIP Number)
March 2, 2007
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     þ Rule 13d-1(c)

     o Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 


 

                     
CUSIP No.
 
46202P103 
  Page  
  of   

 

           
1   NAMES OF REPORTING PERSONS:
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
    RA Capital Management, LLC
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   o
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Delaware
       
  5   SOLE VOTING POWER:
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   1,706,828
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    1,706,828
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  1,706,828
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  6.5%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  IA

2


 

                     
CUSIP No.
 
46202P103 
  Page  
  of   

 

           
1   NAMES OF REPORTING PERSONS:
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
    Richard H. Aldrich
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   o
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  USA
       
  5   SOLE VOTING POWER:
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   1,706,828
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   -0-
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    1,706,828
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  1,706,828
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  6.5%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  IN

3


 

                     
CUSIP No.
 
46202P103 
  Page  
  of   

 

           
1   NAMES OF REPORTING PERSONS:
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
    Peter Kolchinsky
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   o
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  USA
       
  5   SOLE VOTING POWER:
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   1,706,828
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   -0-
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    1,706,828
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  1,706,828
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  6.5%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  IN

4


 

                     
CUSIP No.
 
46202P103 
  Page  
  of   

 

           
1   NAMES OF REPORTING PERSONS:
RA Capital Biotech Fund, L.P.
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
   
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   o
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Delaware
       
  5   SOLE VOTING POWER:
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   1,680,542
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   -0-
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    1,680,542
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  1,680,542
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  6.4%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  PN

5


 

                     
CUSIP No.
 
46202P103 
  Page  
  of   
     
Item 1(a)
  Name of Issuer:
 
   
 
  The name of the issuer is Iomai Corporation (the “Issuer”).
 
   
Item 1(b)
  Address of Issuer’s Principal Executive Offices:
                    The Company’s principal executive office is located at 20 Firstfield Road, Suite 250, Gaithersburg, Maryland 20878.
     
Item 2(a)
  Name of Person Filing:
                    This joint statement on Schedule 13G is being filed by Richard H. Aldrich, Peter Kolchinsky, RA Capital Management, LLC and RA Capital Biotech Fund, L.P., who are collectively referred to as the “Reporting Persons.” Mr. Aldrich and Mr. Kolchinsky (together, the “Managers”) are the managers of RA Capital Management, LLC (“Capital”), which is the sole general partner of RA Capital Biotech Fund, L.P. (the “Fund”).
                    The Reporting Persons have entered into a Joint Filing Agreement, dated as of the date hereof, a copy of which is filed with this Schedule 13G as Exhibit A (which is incorporated herein by reference), pursuant to which the Reporting Persons have agreed to file this statement jointly in accordance with the provisions of Rule 13d-1(k) under the Act.
     
Item 2(b)
  Address of Principal Business Office or, if none, Residence:
                    The address of the principal business office of each of the Reporting Persons is 111 Huntington Avenue, Suite 610, Boston, MA 02199.
     
Item 2(c)
  Citizenship:
                    Capital is a Delaware limited liability company. The Fund is a Delaware limited partnership. The Managers are U.S. citizens.
     
Item 2(d)
  Title of Class of Securities:
                    Common Stock, par value $0.01 per share (the “Common Stock”) and Common Stock warrants.
     
Item 2(e)
  CUSIP No.:
 
   
 
  46202P103
 
   
Item 3
  If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a:
 
   
 
  Not Applicable.

 


 

                     
CUSIP No.
 
46202P103 
  Page  
  of   
     
Item 4
  Ownership:
                    The Fund beneficially owns 1,680,542 shares of Common Stock, representing 6.4% of the class. RA Capital Biotech Fund II, L.P. (“Fund II” and, together with the Fund, the “Funds”), which is not a Reporting Person, beneficially owns 26,286 shares of Common Stock, representing 0.1% of the class. Capital is the sole general partner of Fund II. Capital, as the sole general partner of the Funds, and Mr. Aldrich and Mr. Kolchinsky, as the managers of Capital, each beneficially own 1,706,828 shares of Common Stock, representing 6.5% of the class.
                    The Fund has the shared power to vote and dispose of the shares of Common Stock beneficially owned by it. Capital, as the sole general partner of the Funds, has the shared power to vote and dispose of all of the shares of Common Stock reported in this Schedule 13G. Each Manager, by virtue of his position as a manager of Capital, has the shared power to vote and dispose of all of the shares of Common Stock reported in this Schedule 13G.
     
Item 5
  Ownership of Five Percent or Less of a Class:
 
   
 
  Not applicable.
 
   
Item 6
  Ownership of More Than Five Percent on Behalf of Another Person:
 
   
 
  See Item 4.
 
   
Item 7
  Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person:
 
   
 
  Not applicable.
 
   
Item 8
  Identification and Classification of Members of the Group:
 
   
 
  Not applicable.
 
   
Item 9
  Notice of Dissolution of Group:
 
   
 
  Not applicable.
 
   
Item 10
  Certification:
                    By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as participant in any transaction having that purpose or effect.

 


 

                     
CUSIP No.
 
46202P103 
  Page  
  of   
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
         
  Date: March 9, 2007


RA CAPITAL MANAGEMENT, LLC
 
 
  By:   /s/ Richard H. Aldrich    
    Richard H. Aldrich   
    Manager   
 
         
  RA CAPITAL BIOTECH FUND, L.P.
 
 
  By:   RA Capital Management, LLC    
    General Partner   
         
     
  By:   /s/ Richard H. Aldrich    
    Richard H. Aldrich   
    Manager   
 
         
  RICHARD H. ALDRICH
 
 
  /s/ Richard H. Aldrich    
  Richard H. Aldrich   
     
 
         
  PETER KOLCHINSKY
 
 
  /s/ Peter Kolchinsky    
  Peter Kolchinsky   
     

 


 

         
Exhibit A   
AGREEMENT REGARDING THE JOINT FILING OF SCHEDULE 13G
The undersigned hereby agree as follows:
     (i)      Each of them is individually eligible to use the Schedule 13G to which this Exhibit is attached, and such Schedule 13G is filed on behalf of each of them; and
     (ii)     Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate.
Date: March 9, 2007
         
  RA CAPITAL MANAGEMENT, LLC
 
 
  By:   /s/ Richard H. Aldrich    
    Richard H. Aldrich   
    Manager   
 
         
  RA CAPITAL BIOTECH FUND, L.P.
 
 
  By:   RA Capital Management, LLC    
    General Partner   
         
     
  By:   /s/ Richard H. Aldrich    
    Richard H. Aldrich   
    Manager   
 
         
  RICHARD H. ALDRICH
 
 
  /s/ Richard H. Aldrich    
  Richard H. Aldrich   
     
 
         
  PETER KOLCHINSKY
 
 
  /s/ Peter Kolchinsky    
  Peter Kolchinsky   
     
 

 

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